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#547374 - 08/22/07 04:54 PM Doc refusing to give me Progress Notes
thundr69 Offline
Enthusiast


Registered: 03/14/06
Posts: 244
I saw my doc today for regular appt and to get updated copies of records that I need to reconsult and get this,they are absolutely refusing to give me the doc's progress notes. They gave me copies of labs and copies of the reports from two specialists that I saw and they received but that is it. I even met with the doc in charge of the practice and he gave me this whole bunch of [censored] about them not giving me the notes and why despite the fact that I told them that i know it is my right by law to have them.

What do I do now to get a copy of the progress notes. Will I have to hire a lawyer (which I don't have the funds to do)? How do I proceed? I already told him that I understood that it was my right by law to have all of my records and that his reluctance was making me very uncomfortable. He said
that the law said he haves to give them to another doc. I told him that this was not my understanding at all. I am hoping that the measly stuff I got is enough for my reconsult. Please advise how to proceed. Thanks.
_________________________
The only courage that matters is the kind that gets you from one moment to the next.
Mignon McLaughlin


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#547389 - 08/22/07 05:11 PM Re: Doc refusing to give me Progress Notes [Re: thundr69]
Neocris Offline
Stranger


Registered: 11/16/06
Posts: 24
Go to a new doc, and have your records sent to the new doc and have him give you copies. Looks like this is the only option. You can go see the doc for anything, doesn't have to be pain, your goal is to get your records to the new doctor.

What is the reason he explained?

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#547422 - 08/22/07 05:53 PM Re: Doc refusing to give me Progress Notes [Re: Neocris]
thundr69 Offline
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Registered: 03/14/06
Posts: 244
I know why they don't want to give the notes, they are afraid we may sue them over something. You should have heard the [censored] this guy was telling me. Records shouldn't be all over the place -um, no, just in my house. I won't understand what's in them. He doesn't want calls at 6am with questions about what's in there, he doesn't want me treating myself. It was unreal!! At that point I just told him that he was being absolutely absurd and that I was now really curious to see what was in there and was now really uncomfortable with their practice. I told him that I didn't feel the need to even have a reason why since I had a right to them. I even reminded him that the good 50 pages of records that he now had in his file were copies of records from my previous doc that I had hand delivered to them. Explained to him that many people do this. He said it is not wide spread. At some point he said again records shouldn't be all over the place and what if everybody wanted a copy of them, I pointed out that he said hardly no one did. It was really unreal, we must have had a 20 minute conversation about it with him giving me all those ridiculous reasons. The records aren't really mine he said, they are shared because the doc's notes are hers. Ridiculous. I even told him that I was not unhappy with my care there (to try to ease his mine about any lawsuits or anything, I'm Sure that's the reason) He said he was really trying to make me understand all this because he didn't want me to leave the practice because of this(He has been treating my father and law for years). I said well, I really do not know because I know that it is my right to have my records and the fact that you are denying them seems strange since I have not had this problem with other docs (which isn't exactly true but previous doc did give me everything,I think she was reluctant because she knew I was leaving her practice).

I said it is my right to them so much that I felt like I was in jail or in court or something. I am SICK of going through all this just to get some PAIN RELIEF!! Sorry for the long post but wanted to let you know what he was saying and what a bloody ordeal it was. My seven year old was with me and when we left she said mommy, what are they afraid of!
_________________________
The only courage that matters is the kind that gets you from one moment to the next.
Mignon McLaughlin


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#547446 - 08/22/07 06:23 PM Re: Doc refusing to give me Progress Notes [Re: thundr69]
kserah Offline

GRAND Pooh-Bah


Registered: 10/05/04
Posts: 5073
Loc: In the moment
Send your doctor's office a registered letter requesting your records. That way you have it in writing. Your doctor would be crazy not to give them to you then. If he didn't, it would be a major HIPAA violation.

I know that doctors don't like to do that, but tough. It's your money and your life. And that's the way it is in America!
_________________________
If at first you don't succeed, then skydiving definitely is not for you.


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#547454 - 08/22/07 06:36 PM Re: Doc refusing to give me Progress Notes [Re: thundr69]
smiles2 Offline
Board Addict


Registered: 06/10/07
Posts: 331
Loc: home
Tell them to release your records to you,or you will send your lawyer in to get them.TOTAL hippa violation!!!!I'm so sorry your going through this
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#547456 - 08/22/07 06:37 PM Re: Doc refusing to give me Progress Notes [Re: smiles2]
smiles2 Offline
Board Addict


Registered: 06/10/07
Posts: 331
Loc: home
HIPAA(spell check)sorry it's late LOL
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#547459 - 08/22/07 06:49 PM Re: Doc refusing to give me Progress Notes [Re: thundr69]
TomSmallie Offline
Member


Registered: 05/23/05
Posts: 130
I sort of know what you mean thundr69. I had an office visit earlier, with the same Dr. I've been seeing about my back pain for 2 years. Already have previous records from them up to now. So I asked to get copies (which I agreed to pay for) from today, and then the interrogation begins. Couple that with "I can't give you the Dr.'s notes". So she said she have to get the Dr.'s ok and would call me tomorrow.
Jesus ! I'm not asking for nuclear weapon secrets here ! I am so sick of this bureaucratic bullsh#t.
Sorry for the rant - it just pisses me off so.
Good luck to you thundr.
_________________________
"A man's got to know his limitations" - Harry Callahan

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#547465 - 08/22/07 06:55 PM Re: Doc refusing to give me Progress Notes [Re: TomSmallie]
1219wendy Offline
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Registered: 06/28/07
Posts: 2194
Loc: IN GOD'S HEART!
Sorry to hear that you are being treated like a terroist TommyV62. Tell them: "They're my records and I need a copy of them!" If the doc starts to interogate you then tell him that you will have your attorney put in the request. Trust me, you will get them then. Keep us posted. Good luck!
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#547467 - 08/22/07 06:57 PM Re: Doc refusing to give me Progress Notes [Re: Neocris]
bdit Offline
Threadhead


Registered: 02/23/07
Posts: 974
Loc: Mid South
 Originally Posted By: Neocris
Go to a new doc, and have your records sent to the new doc and have him give you copies. Looks like this is the only option. You can go see the doc for anything, doesn't have to be pain, your goal is to get your records to the new doctor.


That's exactly what I was going to suggest. They will always transfer the records to another doctor, but they don't always like giving them to the patient.

I had a situation a few years ago where I needed my records because I was going to a new specialist that afternoon. The clinic wouldn't give me a copy of my records without a fee, but they said they would mail them to my new doc for free. I explained that I had an appointment with the new doctor that afternoon and couldn't wait for them to mail them. As far as charging me for them, they couldn't come up with an answer as to why the new doctor could get them for free but I couldn't. So I stood there until they made the copies for me at no charge. Then I took them to my new neurologist and never went back to those idiots.

I think the state you are in may make a difference as well as the size of the doctor's office. My neurologist's office sends me copies of my records any time I request them. He is the only doctor in his office. The old clinic I went to was more like a 'business' with all different types of specialists. They seem more concerned with making money than taking care of their patients. They have been billing my son for $30 for 'supplies' for the last 7 years now, but they can't tell us what the charge is for. He is afraid it will ruin his credit, but I told him he is not obligated to pay for anything if they can't tell him what it's for.

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#547474 - 08/22/07 07:08 PM Re: Doc refusing to give me Progress Notes [Re: TomSmallie]
thundr69 Offline
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Registered: 03/14/06
Posts: 244
OK, just looked up NYS law to see what the rights are. They say the physician must give the notes but can exclude some. See below. I am copying and pasting and I hope it isn't against board Rules. Two things are confusing me, the part that says not all notes are to be considered personal observations and does whatever HIPPA says supercede it? Meaning, does HIPPA have an exclusion on notes? I know that usually, federal law will supercede state but not sure. It seems to me that doing battle about the NATURE of the notes is going to be a ROYAL PAIN I tried to find the part that clarifies the note thing for the physician but had trouble finding it.

If anyone actual takes the time to read this, I can't thank you enough,

The law permits access by "qualified persons." "Qualified persons" include the patient or an incapacitated adult patient's legal guardian....

Section 18 requires that within 10 days of a written request for access to records, the provider must give the qualified person the opportunity to inspect the records. Providers must also provide copies of records if copies are requested. Providers are permitted to charge reasonable fees to recover costs for inspections and copying. However, a qualified person cannot be denied access to information solely because of inability to pay.

The law also states that access to the following records or parts of records may be denied:

* personal notes and observations maintained by the practitioner;

There are more exclusions but they don't apply to me

Now later is says this:
Personal Notes and Observations

Section 18 of the Public Health Law permits providers to deny access to personal notes and observations. The Law defines personal notes and observations as "a practitioner's speculations, impressions (other than tentative or actual diagnosis) and reminders, provided such data is maintained by a provider."

It has been suggested that handwritten portions of health care records may all be considered "personal notes and observations" and may be withheld from qualified persons, but this interpretation is overbroad. Consequently, Subpart 50-3 of the Department of Health's Rules and Regulations states "Handwritten notes and observations shall not be presumed to be personal notes and observations."

Then later is says this about HIPPA

Relationship Between Section 18 and Federal Regulations

In some instances where a patient or a patient's personal representative has no right to access health information under State law, a right of access may nevertheless exist under federal law. Health care providers that are required to comply with the federal law known as the Health Insurance Portability and Accountability Act (HIPAA) generally must provide patients with access to all medical records and billing records. Many of the exceptions that exist in Statelaw do not exist in the federal law; the federal law does, however, have an exception for psychotherapy notes.

Any qualified person who may access records on behalf of a patient under State law is a personal representative with a right of access under federal law. Parents have a right of access to their children's medical records under federal law to the same extent that they have that right under State law.

If a right of access exists under federal law, the procedure for exercising that right of access should be written in the provider's Notice of Privacy Practices. The provider should have a reviewing official to make final determinations. New York does not enforce HIPAA. HIPAA is enforced by the Office for Civil Rights in the United States Department of Health & Human Services.
[color:#993399][/color]
_________________________
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#547475 - 08/22/07 07:10 PM Re: Doc refusing to give me Progress Notes [Re: kserah]
thundr69 Offline
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Registered: 03/14/06
Posts: 244
If I do that, after the long conversation today, do you think it would be feasible to still see that Dr? I did say that I would pursue it further at some point in the conversation... Thanks!
_________________________
The only courage that matters is the kind that gets you from one moment to the next.
Mignon McLaughlin


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#547476 - 08/22/07 07:17 PM Re: Doc refusing to give me Progress Notes [Re: bdit]
thundr69 Offline
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Registered: 03/14/06
Posts: 244
I did think of doing this but then what if I have problem with the new doctor??

Also, I didn't have a problem paying for them, in fact, when I thought I would need more copies of the records I gave them, I was prepared (Unhappily) to pay for those too!
_________________________
The only courage that matters is the kind that gets you from one moment to the next.
Mignon McLaughlin


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#547494 - 08/22/07 07:48 PM Re: Doc refusing to give me Progress Notes [Re: thundr69]
boltin1 Offline
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Registered: 06/03/07
Posts: 1243
Loc: Northeast
 Originally Posted By: thundr69
I even told him that I was not unhappy with my care there (to try to ease his mine about any lawsuits or anything, I'm Sure that's the reason) He said he was really trying to make me understand all this because he didn't want me to leave the practice because of this(He has been treating my father and law for years).


If you're really not "unhappy" with your care, there, and it seems like a place you've been going for and other family members for years, then why won't the doctor that you see there, treat you for your pain and take care of that for you?...Just curious..

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#547521 - 08/22/07 08:19 PM Re: Doc refusing to give me Progress Notes [Re: boltin1]
thundr69 Offline
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Registered: 03/14/06
Posts: 244
Though the answer to that question is contained partially in your quote, I told him that so that he would not be concerned about malpractice issues. I have only been seeing that Doctor for about a year. My father in law has been seeing him for many years, a fact that I reminded him of today when I explained why I had given his practice a try when searching for a new physician.

The other reason is, I would imagine, the same ones cited on here by many, many other CP sufferers.

Or, it could be that my Doctor actually thinks that 30 5/500mgs of Vicodins when I have the nerve to press for them should take care of it.

Bottom line, pick one your guess is a good as mine. Or maybe I should ask the DEA for a more definitive reason as to why Doctor's discretion is so scrutinized and health care is no longer really in their hands.
_________________________
The only courage that matters is the kind that gets you from one moment to the next.
Mignon McLaughlin


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#547614 - 08/23/07 01:29 AM Re: Doc refusing to give me Progress Notes [Re: thundr69]
patient2all Offline

GRAND Pooh-Bah


Registered: 05/16/02
Posts: 3473
Loc: usa
 Quote:
They say the physician must give the notes but can exclude some.


I read it all ;\)

I just want to clarify that the notes that can be excluded apply to only very rare circumstances which I highly doubt apply in this case:

1) Psychiatric assessments where there is a compelling reason to believe release could cause the patient to harm themselves or others based on their content

2) Notes that pertain to an ongoing lawsuit

That's about it. Surely the original poster's issues fall into the more ordinary realm of medical care and neither of those circumstances apply.

------

In fact, when I got my hospital chart since my disease was so baffling and rare they had sent in several psyhciatrists to interview me. Conclusion: schizophrenia

I made the head of the psychiatric dept at the hospital add a notation at the bottom stating "patient claims he is merely eccentric, not schizophrenic". More accrurate, but like that means a lot ;\)


-----

Now in several posts, I've included links to formal HIPAA requests and penalties for violation but I sense you're not wanting to make a stink like that. So kill them with kindness:

Some ideas:

This formal request is for a personal copy of my Medical Records and History covering the treatment period as noted above.

I'm interested in receiving all my medical records covering your considerable attention to my medical ailments including but not limited to, progress notes, laboratory notes and diagnostic results.

Sadly, we live in times where threats of terrorism and natural disaster always a possibility.

Much has been written in the media and also suggested by various health organizations that it is advisable for individuals and families keep a copy of all medical treatment close at hand in the event of a sudden relocation.

Given the unique nature of the events that precipitated my illness, I'm interested in learning more about it. I'm an excellent researcher and would be interested in locating more resources on the Internet. Having my chart would aid that research.

Don't worry, I'm not suing anyone! Again, I was most impressed with the diligence of care and the dogged efforts of all your staff in getting to the bottom of my rare ailment and making me feel comfortable during a terrifying health crisis.

-----

Pick from it what you choose. My PCP also refused to turn over any progress notes on the grounds that they were just chicken-scratch no one else could read.

Finally I figured out his day off and went in then. He was right, his notes were sloppy garbage. While I have to be seen every 2 months, there were clearly times when he did not make any notation at all of my visits.

----

And remember, there is no need to talk to the doctor about your need for the records. He ain't going to make the copies. Deal with the front desk.

Good luck,

patient2all
_________________________
NEW threat, CP Patients
We feel like outlaws, NEW laws MAKE us outlaws!

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#547768 - 08/23/07 09:41 AM Re: Doc refusing to give me Progress Notes [Re: patient2all]
thundr69 Offline
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Registered: 03/14/06
Posts: 244

A year on this board and I still can't figure out how to quote properly! LOL But Loved your line about being eccentric! I actually probably know more people with schizophrenia than the average person due to the nature of my work and I assure everyone, eccentric describes a lot of them way better than some of the other things I've heard, :).

Anyway, 1) I did initially just deal with the front desk and when I said I wanted the progress notes too, they immediately said, oh no, I need to speak to the Doc about that. So I spoke to the doc and after no luck she said speak to the other doc, who is in charge of the practice and he still said no.

2)my state law said they can exclude progress notes in addition to the other things you mentioned. I just left all those other things out for brevity sake. The confusing thing for me is:
"Public Health Law permits providers to deny access to personal notes and observations. The Law defines personal notes and observations as "a practitioner's speculations, impressions (other than tentative or actual diagnosis) and reminders, provided such data is maintained by a provider."

And then:

It has been suggested that handwritten portions of health care records may all be considered "personal notes and observations" and may be withheld from qualified persons, but this interpretation is overbroad. Consequently, Subpart 50-3 of the Department of Health's Rules and Regulations states "Handwritten notes and observations shall not be presumed to be personal notes and observations."
This would have applied in your situation because in HIPAA, you have the right to amend the record and how would you do that if the Notes part of it is excluded? So I am thinking maybe Hipaa would over ride that part.

This says to me that I can debate with the doctor over at least some portions of the progress notes. I think that I will write a letter with some of the phrasing you suggest and do what the other poster said and send it by registered letter. I think I will also include a copy of HIPAA with it. I just need to find a website where i can print out a reasonable copy of it. Still I wonder if HIPPA supercedes the state law that allows the exclusion of the progress notes since in my cursory view of that section of HIPAA it makes no mention of that exclusion. I did gather that Hipaa will not supercede a more stringent law but I am thinking that this may refer to the protection portion rather than the portion that refers to me. So much trouble for what should be so simple
_________________________
The only courage that matters is the kind that gets you from one moment to the next.
Mignon McLaughlin


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#547792 - 08/23/07 10:18 AM Re: Doc refusing to give me Progress Notes [Re: thundr69]
Amberray Offline
Member


Registered: 02/28/07
Posts: 189
 Originally Posted By: thundr69

A year on this board and I still can't figure out how to quote properly! LOL But Loved your line about being eccentric! I actually probably know more people with schizophrenia than the average person due to the nature of my work and I assure everyone, eccentric describes a lot of them way better than some of the other things I've heard, :).

Anyway, 1) I did initially just deal with the front desk and when I said I wanted the progress notes too, they immediately said, oh no, I need to speak to the Doc about that. So I spoke to the doc and after no luck she said speak to the other doc, who is in charge of the practice and he still said no.

2)my state law said they can exclude progress notes in addition to the other things you mentioned. I just left all those other things out for brevity sake. The confusing thing for me is:
"Public Health Law permits providers to deny access to personal notes and observations. The Law defines personal notes and observations as "a practitioner's speculations, impressions (other than tentative or actual diagnosis) and reminders, provided such data is maintained by a provider."

And then:

It has been suggested that handwritten portions of health care records may all be considered "personal notes and observations" and may be withheld from qualified persons, but this interpretation is overbroad. Consequently, Subpart 50-3 of the Department of Health's Rules and Regulations states "Handwritten notes and observations shall not be presumed to be personal notes and observations."
This would have applied in your situation because in HIPAA, you have the right to amend the record and how would you do that if the Notes part of it is excluded? So I am thinking maybe Hipaa would over ride that part.

This says to me that I can debate with the doctor over at least some portions of the progress notes. I think that I will write a letter with some of the phrasing you suggest and do what the other poster said and send it by registered letter. I think I will also include a copy of HIPAA with it. I just need to find a website where i can print out a reasonable copy of it. Still I wonder if HIPPA supercedes the state law that allows the exclusion of the progress notes since in my cursory view of that section of HIPAA it makes no mention of that exclusion. I did gather that Hipaa will not supercede a more stringent law but I am thinking that this may refer to the protection portion rather than the portion that refers to me. So much trouble for what should be so simple

Oh great!! I didn't know that. I was under the impression that the patient "owns" their chart legally and that we should be able to have copies of any documentation that we request?? Of course we have to pay like $1.00/page but regardless be able to have our information. When I went to my chiropractor, I brought my medical records with me and luckily my doctor's office was compliant about giving them to me.

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#547793 - 08/23/07 10:21 AM Re: Doc refusing to give me Progress Notes [Re: thundr69]
patient2all Offline

GRAND Pooh-Bah


Registered: 05/16/02
Posts: 3473
Loc: usa
 Quote:
I think I will also include a copy of HIPAA with it. I just need to find a website where i can print out a reasonable copy of it. Still I wonder if HIPPA supercedes the state law that allows the exclusion of the progress notes since in my cursory view of that section of HIPAA it makes no mention of that exclusion.


What you read on your state's Department of Health website is possibly antiquated and predates HIPAA. HIPAA would no doubt trump these state "exclusions".

A sample letter that cites their obligations under HIPAA:

http://www.privacyrights.org/Letters/medical2.htm

An FAQ where I hope you can find a lot of other information:

http://www.privacyrights.org/fs/fs8b-MedFAQ.htm

It looked pretty comprehensive and of course there must be something at http://www.hipaa.org

You're entitled to those progress notes. Hope they don't turn out to be woefully inadequate like mine. I try to play the part of a compulsive sort who wants them near at hand in case of disaster relocation. A not so implausible possibility where I am...

Good luck,

patient2all
_________________________
NEW threat, CP Patients
We feel like outlaws, NEW laws MAKE us outlaws!

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#547816 - 08/23/07 10:51 AM Re: Doc refusing to give me Progress Notes [Re: patient2all]
IEQ Offline
Journeyman


Registered: 01/24/05
Posts: 61
Perhaps you should get all the information on who to call or where to send mail in order to file a complaint against the doc. Then politely explain to the frontdesk personnel that if they will not provide the copies immediately (like while you are standing there) then your only recourse is to file the complaint. Of course, they will have to speak to the doc first but don't give up. Regardless of whether or not the doc CAN exclude certain information, NO doc wants to deal with govt agencies so it would be much easier for him/her to simply give you the records. Now realize, you had better have a new physician lined up because I would expect the doc to term your care (right or wrong, I think it will happen). You do not have to spend money on lawyers when the govt is there to actually help you...for once. Although, it is hopefully the threat that gets the results versus actually having to file complaints.

http://www.hhs.gov/ocr/hipaa/

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#548179 - 08/23/07 05:30 PM Re: Doc refusing to give me Progress Notes [Re: IEQ]
thundr69 Offline
Enthusiast


Registered: 03/14/06
Posts: 244
Thanks so much to all who responded. A special thanks to paitent2all for taking the time. This situation has me so frustrated your advice and support have helped me deal with my frustration.
_________________________
The only courage that matters is the kind that gets you from one moment to the next.
Mignon McLaughlin


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#548238 - 08/23/07 06:38 PM Re: Doc refusing to give me Progress Notes [Re: thundr69]
Survivor Offline
Member


Registered: 02/14/05
Posts: 167
Loc: ...a foot in each realm...
Actually, if the clinic or hospital you are trying to get medical records from has a 'Medical Records' department (and unless they're a really small clinic, they will have one) that's probably the best place to go, because that's their job, and they will know all about HIPAA regs. But as someone posted up above somewhere, it's best to send the request in written form, as a formal business letter, specifying a date range, specify exactly what kinds of records you want (x-ray results, lab results, progress reports by all physicians, prescriptions ordered, etc.), and include the language 'pursuant to HIPAA requirements'. Then include your address, DOB, and/or clinic number, and be sure to keep a copy for your records. This should sail right through, as this department's main responsibility other than filing the records is providing copies to the billing office, the insurance companies, and the patient. That's what they do.

Good luck!
_________________________
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#548247 - 08/23/07 06:51 PM Re: Doc refusing to give me Progress Notes [Re: Survivor]
boltin1 Offline
Banned
Pooh-Bah


Registered: 06/03/07
Posts: 1243
Loc: Northeast
OKAY you got TONS of advice now and even SAMPLE letters, so lets get ON THE BALL and do it!!

Send the letter using registered mail too, someone has to sign for it. Because...WE want to hear the follow up.

It's time for a THROW-DOWN! \:\)

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#548299 - 08/23/07 08:11 PM Re: Doc refusing to give me Progress Notes [Re: patient2all]
trixxie Offline
Pooh-Bah


Registered: 05/23/03
Posts: 1111
Loc: ID
[quote=patient2all]
 Quote:

What you read on your state's Department of Health website is possibly antiquated and predates HIPAA. HIPAA would no doubt trump these state "exclusions".

Good luck,

patient2all


Federal law trumps state law. Always.

Thanks P2All..I was gonna say that..and I caught it, but wanted to make sure that the OP saw it ... again.



Edited by trixxie (08/23/07 08:12 PM)
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#585612 - 10/22/07 04:44 PM Update: Doc refusing to give me Progress Notes [Re: trixxie]
thundr69 Offline
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Registered: 03/14/06
Posts: 244
I thought that today I would be able to report success in this situation but no such luck. I'm updating because some asked that I do so.

I wrote the Doc a letter requesting all of my records including progress notes and pointed out specifically that Hipaa does not allow them to exclude the progress notes. I sent the letter registered mail. I got a call from them last week saying that I could come and pick up the records. I went in today to do just that and when I reviewed what they wanted to give me, no progress notes. There were some labs, an ekg, copies of my correspondence, some billing info, copies of my insurance cards and drivers license but not ONE thing pertaining to any diagnosis or treatment done at his office. I was still told "we do not give progress notes". I told them that I was filing a complaint, which I am because now I'm REALLY mad, and they said go ahead, we don't give progress notes.

I have already printed out the complaint form and will be sending it in. Anyone know what to expect after filing the complaint or any other steps I can take?
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Mignon McLaughlin


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